Broker Check

Investor Access

Access your accounts through our NEW wealth management platform – SWS Mobile!

  1. Click here to request a registration link via email.
  2. Your financial representative will send a system generated email with an embedded registration link.
    *For your security, this link has redemption codes built into it. This means that the link you received is one time only use. Once the link has been clicked on, it will then expire. Make sure not to click the link until you are fully ready to complete the registration process! Registration should take no more than 10 minutes.
    Please Note: The registration invitation email expires 7 days from initial receipt. If you delete the email, your financial representative will be able to resend it.
  3. From your email, open the invitation.
  4. The link will open a new page in your default internet browser. Here you will establish a unique Username & Password. Follow the password meter to confirm you have met the security requirements.
  5. Next, you will be prompted to answer 3 security questions.
  6. Finally, read and accept the Terms of Service.
  7. Once you have successfully registered for your website, you will receive a confirmation email as shown below. *Save the log on link to your bookmarks for easy access.
    *Open the link on your mobile device and “add to your home screen” to set up the SWS Mobile app.
SWS Mobile provides you with the tools to organize your financial life. Using this wealth management portal will help you stay connected with your finances in one simple, consolidated view.

From your financial Home page, you will notice a tour guide in the bottom right tile. These brief videos will walk you through the different areas of this portal.

Your Home page is a living snapshot of your financial wellbeing. The Home page is a high-level view of your financial information. This page is divided into separate tiles that represent the information contained within a particular section of the application.

The Organizer will help you to consolidate all of your important financial information into one place. Click the different sections to add and edit the related information. Here you can add your accounts, financial data, people and property.

The workshops page can help you take a closer look at your retirement strategy, insurance protection, and education goals. Select a workshop and before you begin, verify you’ve completed the appropriate organizer sections.

The Spending tab gives you a clear view of what you're spending each month. If there is no information on this screen, it's because a bank account or credit card needs to be added to Accounts in your Organizer. Spending includes an Overview tab, Budgets tab, and Transactions tab. Use these pieces together to create the most accurate view of your spending and your current budget.

The Vault tab is a repository which files are stored by your advisor for your review, and where you can store files. To upload a file, click the Upload Files link. The My Documents folder is hidden from your advisor. If you want your advisor to see a document, upload into the Shared Documents folder.

The Reports tab provides you with a series of reports about your financial situation.

The Settings page is where you can set up alerts, update your security information (passwords & questions), and permission your advisor to see spending information through the Privacy tab.

  1. Open the browser on your mobile device.
  2. Type in the log-in URL that was sent in the confirmation email (or copy and paste it into the address bar).
  3. Save the log-in page as a bookmark and add to your home screen.
Our Wealth Management System employs the most advanced security features and protocols to keep your data safe, private and secure, 24/7/365.

Comprehensive security protection measures include password protection, secure socket layer encryption, firewalls, intrusion detection, audits, inspections and more. You can be confident that your important information is safe and secure.


Non-Transactional
  • Unlike online banking, trading or shopping websites, your money cannot be moved, withdrawn or accessed on our system.
Password Protection
  • You have a unique User ID and Password. If three consecutive login attempts fail, the system automatically locks your account for 10 minutes, blocking any manual or programmed hacking attempts.
  • Your User ID and Password will never be given out over the phone or sent to an email address that is not pre-registered with your account.
Highest Encryption
  • Our system uses a 256-bit Secure Socket Layer to scramble your data to prevent access to unauthorized users. This is the highest level of encryption currently available today, and twice the standard followed by many financial institutions, including banks.
Secured Data
  • We house your important data at secure, geographically separated data centers.
  • Physical access at our data centers’ world-class hosting server centers is limited to authorized personnel, and requires multiple levels of authentication, including fingerprint scanning. Our data centers also make use of fire protection, electronic shielding, database backups and more to ensure your data is continuously monitored and protected.
Routine Security Testing
  • Our Wealth Management System uses third-party security auditors and software including TraceSecurity, Tenable Security and WhiteHat Security to identify vulnerabilities within the system and to assist with remediation efforts.
A connection is a direct link with an institution that feeds over updated account information.
  1. From your homepage, click Organizer.
  2. Click Accounts.
  3. Review the information on why you should add accounts, and what type of accounts you should add. Click Add.
  4. Select whether or not you have an online login for this account.
    Please Note: If you do not have an online login for this account, the application will help you add the accounts manually – see next set of instructions below.
  5. Enter the institution’s name or website address and click Search.
  6. From the search results found, select the appropriate link.
  7. Next you will acknowledge the institution notice where applicable. This notice will inform you of any important relating to this institution’s connection. Click Continue.
  8. Enter in your login credentials for this institution and click Connect.
    If there's an issue connecting to your accounts, you'll receive a status message describing the problem. Click on the message to learn how to fix it.
  9. Once your credentials have been verified you can review the accounts brought over through the connection. Click Continue to return to an overview of all accounts you have entered into your portal.
  10. On the Accounts page you can easily see when your accounts with an institution last updated or if any accounts are in an errored state.
  11. Each connection you establish will have its own specific maintenance required. For example, if you updated your password on the institution you will need to then update the credentials in your portal.
    *You can Delete the connection, change your settings, find new accounts, and refresh the connection at any time to pull over updated account values.
  12. The settings link gives you the option to enable your Advisor to find new accounts on your behalf.
Follow the steps below to enter accounts manually. While manual accounts do NOT update, they help build a better financial snap shot for both you and your advisor.
  1. Click Add on the Accounts page.
  2. Select “I don’t have an online login to this account.”
  3. Select the type of account.
  4. Enter details about the account and click Save.

 

To Go Paperless – access your accounts through FSC directly.

            Click here to register.

 

The old portfolio access is still available through OneView.